Bank Compliance Officer Resume Example & Writing Guide

Use this Bank Compliance Officer resume example and guide to improve your career and write a powerful resume that will separate you from the competition.

As a bank compliance officer, you’ll be tasked with ensuring that banks and other financial institutions are following all applicable laws and regulations. You may conduct internal audits or perform external audits on behalf of your company. You may also provide guidance to employees who are working on compliance initiatives.

Because banks are heavily regulated by the government and other entities, compliance officers must follow strict rules and protocols when performing their jobs. If you enjoy working within constraints and have an eye for detail, then a career in compliance might be right for you.

Here are some tips plus an example to help you write a fantastic bank compliance officer resume that hiring managers will love.

Jennifer Thomas
Phoenix, AZ | (123) 456-7891 | [email protected]

Seasoned bank compliance officer with over 10 years of experience in the financial industry. Proven ability to develop, implement, and maintain compliance programs that protect the bank from regulatory risks. Exemplary record of collaborating with senior management to identify and mitigate potential areas of risk.

Arizona State University Jun '10
B.S. in Business Administration
Company A, Bank Compliance Officer Jan '17 – Current
  • Managed the bank’s compliance with all applicable laws and regulations, including anti-money laundering (AML) and know your customer (KYC).
  • Provided training to employees on AML policies and procedures as well as other regulatory requirements.
  • Reviewed account opening documents for completeness and accuracy in accordance with established guidelines.
  • Assisted management in developing strategies to enhance operational efficiency within the Bank’s Compliance Department.
  • Participated in special projects related to risk assessment or audit preparation when needed by management.
Company B, Bank Compliance Officer Jan '12 – Dec '16
  • Conducted risk assessments on all products and services to ensure compliance with regulations, resulting in a 25% increase in sales
  • Implemented new policies and procedures for anti-money laundering program that increased reporting of suspicious activity by 200%
  • Created training programs for employees on Bank Secrecy Act (BSA), USA Patriot Act, OFAC sanctions and other laws affecting international transactions
  • Collaborated with auditors to implement BSA/AML compliance program, reducing regulatory fines by 50% over 2 years
  • Developed comprehensive customer due diligence policy based on KYC requirements, improving client onboarding process by 20%
Company C, Bank Teller Jan '09 – Dec '11
  • Maintained an organized and clean teller station.
  • Processed customer transactions accurately and in a timely manner.
  • Answered customer questions and provided them with information about bank products and services.
  • Certified Anti-Money Laundering Specialist (CAMS)
  • Certified Financial Crimes Investigator (CFCI)
  • Certified Fraud Examiner (CFE)

Industry Knowledge: Banking, Compliance, Anti-Money Laundering, Know Your Customer, Bank Secrecy Act, Federal Deposit Insurance Corporation
Technical Skills: Microsoft Office Suite, Typing, Cash Handling
Soft Skills: Communication, Security Awareness, Attention to Detail, Time Management, Conflict Resolution

How to Write a Bank Compliance Officer Resume

Here’s how to write a bank compliance officer resume of your own.

Write Compelling Bullet Points

Bullet points are the most important part of your resume because they’re the first thing recruiters and hiring managers will see. And they’re the best way to showcase your experience and qualifications.

So it’s crucial that you use them to your advantage. And the best way to do that is by using specific, detailed bullet points that clearly describe your responsibilities and achievements.

For example, rather than saying you “managed accounts payable,” you could say you “managed accounts payable for $10M+ organization, overseeing $5M+ in annual spend, and reduced accounts payable days from 120 to 90, saving organization $200K in annual expenses.”

The second bullet point is much more specific and provides more detail about the scope of the project and the results.

Identify and Include Relevant Keywords

When you apply for a bank compliance officer role, your resume is likely to be scanned by an applicant tracking system (ATS) for certain keywords. The ATS will look for keywords related to the position, like “money laundering” or “compliance.” If your resume doesn’t include enough of the right terms, the ATS might automatically reject your application.

To increase your chances of getting an interview, use this list of commonly used bank compliance officer keywords as a starting point:

  • Bank Secrecy Act
  • Anti Money Laundering
  • Banking
  • Internal Controls
  • Risk Management
  • Finance
  • Compliance Management
  • Risk Assessment
  • Financial Services
  • Due Diligence
  • Compliance Monitoring
  • Financial Risk
  • Financial Analysis
  • Capital Markets
  • Commercial Banking
  • Legal Compliance
  • KYC
  • Financial Risk Management
  • Regulatory Compliance
  • Corporate Finance
  • Compliance Regulation
  • Credit
  • Consumer Lending
  • Small Business Lending
  • Risk Analysis
  • Mortgage Lending
  • Portfolio Management
  • Business Relationship Management
  • Equities
  • Capital Markets Trading

Showcase Your Technical Skills

Bank compliance officers need to be proficient in a variety of software programs and systems in order to do their jobs effectively. This might include familiarity with banking software, financial software, and compliance databases. Additionally, many banks are now using social media platforms to communicate with customers and promote their services, and compliance officers who are familiar with these platforms will be better equipped to take advantage of this growing trend.


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