Resume

Compliance Officer Resume Example & Writing Guide

Use this Compliance Officer resume example and guide to improve your career and write a powerful resume that will separate you from the competition.

Compliance officers work in an industry that’s growing more complex by the day. They’re tasked with monitoring and enforcing rules and regulations across a variety of fields and industries. Compliance officers need to have a solid understanding of the law and how it applies to their specific industry. They must also be detail oriented and highly organized because they often work in highly regulated environments.

Here are some tips plus an example to follow when writing your compliance officer resume to help you land your next job.

David Moore
Phoenix, AZ | (123) 456-7891 | [email protected]
Summary

Seasoned compliance officer with over 10 years of experience in the financial services industry. Proven ability to develop, implement, and enforce compliance policies and procedures that protect the interests of the company and its customers. Skilled at collaborating with senior management to identify and mitigate risk.

Education
Arizona State University Jun '10
B.S. in Business Administration
Experience
Company A, Compliance Officer Jan '17 – Current
  • Led the development of a comprehensive training program for all employees on compliance with applicable laws and regulations, including anti-money laundering (AML) and counter-terrorism financing (CFT).
  • Developed an AML risk assessment framework to identify areas of noncompliance within the organization and implement corrective actions as needed.
  • Conducted internal audits of various business units to ensure adherence to regulatory requirements and implemented recommendations for improvement where appropriate.
  • Coordinated with external auditors in preparation for annual audit engagements, ensuring that all required documentation is available at the time of review.
  • Provided support to senior management regarding legal issues related to operations, including interpretation of existing laws or regulations and advice on potential changes thereto.
Company B, Compliance Officer Jan '12 – Dec '16
  • Conducted regular inspections of company facilities to ensure that all safety and health regulations were being followed
  • Worked with management team to implement new policies and procedures designed to improve compliance with government regulations
  • Regularly communicated with employees about the importance of complying with safety regulations, increasing overall compliance by 10%
  • Implemented a training program for all employees on how to comply with safety regulations, reducing violations by 50%
  • Reduced OSHA citations by 25% through improved communication between managers and employees
Company C, Compliance Assistant Jan '09 – Dec '11
  • Conducted research on regulatory compliance issues and prepared reports summarizing findings.
  • Assisted in the development and implementation of compliance programs.
  • Reviewed marketing materials and other company documents for compliance with applicable laws and regulations.
Certifications
  • Certified Compliance and Ethics Professional
  • Certified Information Privacy Professional
  • Certified Fraud Examiner
Skills

Industry Knowledge: AML, KYC, SLA, Resolution
Technical Skills: Data Analysis, Data Visualization, Data Management
Soft Skills: Communication, Customer Service, Teamwork, Leadership, Time Management, Self-Management, Organization

How to Write a Compliance Officer Resume

Here’s how to write a compliance officer resume of your own.

Write Compelling Bullet Points

When you’re writing bullet points, it can be tempting to focus on the responsibilities of your job. But that’s not enough to make a compelling bullet point.

Instead, you want to focus on the results of your work. So rather than saying you “conducted audits,” you could say you “conducted audits of 100+ locations resulting in $1 million+ in cost savings.”

The second bullet point is much more interesting and compelling because it provides more detail about what exactly you did and the outcome of your work.

Related: What Is a Compliance Officer? How to Become One

Identify and Include Relevant Keywords

Applicant tracking systems (ATS) are used to scan resumes for specific keywords related to the job opening. If your resume doesn’t include enough of the right keywords, the ATS might filter out your application.

One way to make sure your resume makes it past the ATS is to include relevant keywords in the document. You can find them by reading through the job posting and including words and phrases that are repeated throughout.

  • Regulatory Compliance
  • Compliance Management
  • Anti Money Laundering
  • Risk Management
  • Banking
  • Compliance Regulations
  • Financial Services
  • Legal Compliance
  • KYC
  • Banking Operations
  • Auditing
  • Internal Audit
  • Financial Risk
  • Compliance Monitoring
  • Risk Assessment
  • Internal Controls
  • Financial Analysis
  • Financial Analysis
  • Investment Banking
  • Financial Risk Management
  • Sarbanes-Oxley Act
  • Change Management
  • U.S. SEC
  • Enterprise Risk Management
  • Compliance Monitoring
  • Business Process Improvement
  • Management
  • Microsoft Access
  • Team Leadership
  • Leadership

Showcase Your Technical Skills

In order to be successful in this role, it is essential that compliance officers are proficient in a variety of technical systems and procedures. Recruiters are looking for compliance officers who are skilled in programs like Microsoft Office Suite, ERP systems, and manufacturing software. Additionally, it is important that compliance officers are familiar with government regulations related to their industry, as they will often be responsible for ensuring that the organization is in compliance with these regulations.

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