Regulatory Reporting Analyst Resume Example & Writing Guide

Use this Regulatory Reporting Analyst resume example and guide to improve your career and write a powerful resume that will separate you from the competition.

As a regulatory reporting analyst, you’ll be tasked with creating and compiling reports that communicate complex data in a way that’s easy for your audience to understand. You’ll need to be detail-oriented, organized, and able to work quickly and efficiently under pressure.

Because regulatory reporting analysts often work with sensitive or confidential information, they must be trustworthy and discrete. And because the reports they create can have a significant impact on the success or failure of an organization, analysts must be motivated by a desire to make a meaningful contribution.

Here are some tips and an example to help you write a fantastic regulatory reporting analyst resume that will get you noticed by recruiters.

James Smith
Phoenix, AZ | (123) 456-7891 | [email protected]

Seasoned financial professional with over 10 years of experience in regulatory reporting and accounting. Proven ability to manage and analyze data, identify trends, and develop process improvements. Excels at collaborating with cross-functional teams to deliver accurate and timely results.

Arizona State University Jun '10
B.S. in Business Administration
Company A, Regulatory Reporting Analyst Jan '17 – Current
  • Developed and implemented a new regulatory reporting system for the company, reducing time spent on monthly reports by over 50%.
  • Analyzed data from multiple sources to identify trends in customer behavior that led to increased sales of $1M annually.
  • Designed and developed an automated report generation tool using Python, saving the company $100K per year in IT costs.
  • Conducted research into current industry practices regarding regulatory compliance and presented findings at quarterly executive meetings resulting in changes to corporate policies impacting all locations nationwide.
  • Assisted with implementation of new software across 20+ stores resulting in reduced training time by 75% and increasing employee productivity by 10%.
Company B, Regulatory Reporting Analyst Jan '12 – Dec '16
  • Worked with the IT team to develop a new system for tracking and reporting on regulatory requirements
  • Developed reports that were used by management to identify trends in compliance issues, which led to cost savings of $50K
  • Conducted research into regulations and standards as needed when questions arose about specific requirements
  • Reviewed all documents before they went out for review or publication; this included internal memos, emails, etc.
  • Created training materials for new Regulatory Reporting Analysts based on existing processes and procedures
Company C, Financial Analyst Jan '09 – Dec '11
  • Conducted comparative analysis of financial statements to identify and explain trends, discrepancies, and relationships between various elements of the statements.
  • Prepared monthly, quarterly, and annual financial reports for management, shareholders, and other stakeholders.
  • Analyzed data to support business decisions and provided recommendations to management based on findings.
  • Certified Regulatory Affairs Professional (RAC)
  • Certified Quality Auditor (CQA)
  • Certified Quality Engineer (CQE)

Industry Knowledge: Sarbanes-Oxley, SEC, SOX 404, HIPAA, Dodd-Frank, Basel II, Basel III, OCC, OTS, FDIC, FCA
Technical Skills: Microsoft Office Suite, Access, SQL, QlikView, Tableau, BIRT
Soft Skills: Communication, Problem Solving, Teamwork, Leadership, Time Management, Research

How to Write a Regulatory Reporting Analyst Resume

Here’s how to write a resume of your own.

Write Compelling Bullet Points

The best way to make your resume stand out is to use specific numbers and statistics to demonstrate your experience and skills. So rather than saying you “analyzed data,” you could say you “analyzed data to identify opportunities for cost savings of $1 million over three-year period.”

The second bullet point is much stronger because it provides specific details about what you did and the results of your work. And it also includes a quantifiable number to demonstrate your contribution to the company.

Identify and Include Relevant Keywords

When you submit your resume for a regulatory reporting analyst role, it’s likely that it will be scanned by an applicant tracking system (ATS) for certain keywords. This software looks for specific terms related to the job, like “financial reporting” or “auditing,” in order to determine whether your skills and experience are a match for the job opening. If you don’t have enough of the right keywords on your resume, the ATS might automatically reject your application.

To increase your chances of getting an interview, use this list of commonly used regulatory reporting analyst keywords as a starting point:

  • Regulatory Reporting
  • Regulatory Compliance
  • Financial Reporting
  • Financial Analysis
  • Regulatory Reporting Requirements
  • Data Analysis
  • U.S. Food and Drug Administration (FDA)
  • Regulatory Affairs
  • Auditing
  • Accounting
  • Regulatory Environment
  • Sarbanes-Oxley Act
  • U.S. SEC Filings
  • Business Analysis
  • Business Process Improvement
  • Internal Controls
  • Financial Accounting
  • Tableau
  • Finance
  • Generally Accepted Accounting Principles (GAAP)
  • Microsoft Access
  • Data Visualization
  • SQL
  • Analytical Skills
  • Data Mining
  • Analytics
  • Business Intelligence (BI)
  • Business Process
  • Teamwork
  • Banking

Showcase Your Technical Skills

As a regulatory reporting analyst, you will need to be proficient in the use of various software programs and systems in order to effectively do your job. This might include programs like Bloomberg, Thomson Reuters, and FactSet. Additionally, you will need to have a solid understanding of financial reporting concepts and be able to use Excel to create reports.


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