Risk And Compliance Analyst Resume Example & Writing Guide

Use this Risk And Compliance Analyst resume example and guide to improve your career and write a powerful resume that will separate you from the competition.

Risk and compliance analysts help organizations avoid legal trouble and maintain good public relations by identifying potential hazards, monitoring emerging regulations, and creating policies that protect the company from harm. They’re also responsible for monitoring compliance with existing regulations and standards.

As a risk and compliance analyst, you might develop compliance programs, conduct training sessions for employees, draft policies and procedures, and monitor ongoing compliance efforts. Or you might work directly with senior leaders to develop an overarching compliance strategy for the company.

Here are some tips for writing a strong risk and compliance analyst resume plus an example to look at when building yours.

Michael Garcia
Houston, TX | (123) 456-7891 | [email protected]

Dedicated risk and compliance analyst with five years of experience in the financial industry. Proven ability to develop and implement risk management and compliance programs that protect the company from financial and legal risks. Experienced in auditing, data analysis, and regulatory research.

The University of Texas at Dallas Jun '10
B.S. in Business Administration
The University of Texas at Dallas Jun '12
M.S. in Criminology and Criminal Justice
Company A, Risk And Compliance Analyst Jan '17 – Current
  • Conducted risk assessments and gap analysis for the company’s global operations, including data privacy, security, anti-money laundering (AML), sanctions, export control compliance.
  • Developed a comprehensive training program to educate employees on regulatory requirements and internal controls related to financial reporting and cybersecurity risks.
  • Provided support in developing policies and procedures that address key areas of risk within the organization such as data privacy, information security, AML/sanctions regulations, etc.
  • Assisted with preparation of annual audit working papers by reviewing documentation supporting transactions and account balances; identifying issues requiring further investigation or resolution; providing recommendations regarding corrective actions required to resolve identified deficiencies; preparing reports summarizing findings from various reviews conducted throughout the year; assisting with completion of quarterly filings with regulators where applicable; coordinating external audits when necessary; performing other duties as assigned by management.
  • Coordinated periodic testing of critical systems & processes to ensure they are functioning properly and provide feedback to appropriate stakeholders about any potential gaps or concerns discovered during testing
Company B, Risk And Compliance Analyst Jan '12 – Dec '16
  • Assisted in the development of a new risk and compliance program, including policies and procedures for all company locations
  • Conducted regular audits to ensure that all security measures were being followed as per policy
  • Created reports on findings from internal audits and presented them to management for review
  • Developed training programs for employees on how to follow proper security protocol
  • Worked with upper management to create an updated risk assessment model based on current threats
Company C, Compliance Intern Jan '09 – Dec '11
  • Monitored the market and updated our compliance bulletin board regularly
  • Created an organized system to store all of our bulletins, training modules, notices in a centralized database that is accessible for users globally
  • Managed access levels for each user based on their role within Axion and established procedures for storing non-classified material
  • Certified Information Privacy Professional/United States (CIPP/US)
  • Certified in Risk and Information Systems Control (CRISC)
  • Certified Ethical Hacker (CEH)

Industry Knowledge: Compliance, AML, KYC, BSA, SAR, FATCA
Technical Skills: ComplianceLink, LexisNexis, World-Check, Lexis Advance, Thomson Reuters, Thomson Reuters Westlaw, Thomson Reuters Eikon
Soft Skills: Communication, Problem-Solving, Time Management, Attention to Detail, Critical Thinking, Creativity

How to Write a Risk And Compliance Analyst Resume

Here’s how to write a resume of your own.

Write Compelling Bullet Points

Bullet points are the most important part of your resume because they’re the first thing recruiters and hiring managers will read. And they’re the best way to showcase your experience and qualifications.

But many candidates make the mistake of using generic bullet points that don’t really tell a story or provide any context about their experience.

Instead, you should use your bullet points to tell a story about your experience. And that story should be about how you used your skills and knowledge to solve a problem or achieve a specific outcome.

Identify and Include Relevant Keywords

When you submit your resume for a risk and compliance analyst role, it’s likely that it will be scanned by an applicant tracking system (ATS) for certain keywords. This system looks for terms related to the job, like “risk management” and “compliance.” If your resume doesn’t include enough of the right terms, the ATS might filter out your application.

To make sure your resume makes it past the ATS, use this list of commonly used risk and compliance analyst keywords as a starting point:

  • Regulatory Compliance
  • Anti Money Laundering
  • Risk Management
  • Regulatory Reporting
  • Compliance Management
  • KYC
  • Banking
  • Internal Audit
  • Regulators
  • Financial Risk
  • Financial Services
  • Compliance Monitoring
  • Credit
  • Due Diligence
  • AML Compliance
  • Compliance Analysis
  • Internal Controls
  • Risk Assessment
  • Vendor Management
  • Financial Analysis
  • U.S. Office of Foreign Assets Control (OFAC)
  • Compliance Policies
  • Assurance
  • Audit Management
  • Business Process Improvement
  • Business Intelligence (BI)
  • Analytical Skills
  • Business Analytics
  • Due Diligence Assessments
  • SAS

Showcase Your Technical Skills

As a risk and compliance analyst, you need to have a strong understanding of the various laws and regulations that apply to your industry. You also need to be proficient in the use of software programs and systems that are used to manage risk and compliance. Some of the most commonly used programs are:

Sarbanes-Oxley (SOX) compliance,

Payment Card Industry Data Security Standard (PCI DSS),

Health Insurance Portability and Accountability Act (HIPAA), and

The Gramm-Leach-Bliley Act (GLBA).

In addition, analysts need to be able to use data analytics tools, like Excel and Tableau, to effectively analyze and report on data.


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